12/6/2023 0 Comments Capitol one financial corp![]() The proposed maximum offering price per security will be determined from time to time by Capital One Financial Corporation, in connection with the issuance of the securities registered hereunder. In accordance with Rule 456(b) and Rule 457(r) under the Securities Act, Capital One Financial Corporation is deferring payment of the entire registration fee. Separate consideration may or may not be received for securities that are issuable upon conversion of, or in exchange for, or upon exercise of,Ĭonvertible or exchangeable securities. Indeterminate prices or (ii) upon conversion or exchange of securities registered hereunder. There is being registered under this registration statement an indeterminate aggregate initial offering price and number or amount of the securities of each identified class as may be sold from time to time (i) at Units of Capital One Financial Corporation(5) ![]() Warrants of Capital One Financial Corporation ![]() ![]() Purchase Contracts of Capital One Financial Preferred Stock of Capital One Financial Corporationĭepositary Shares representing Preferred Stock of Capital OneĬommon Stock of Capital One Financial Corporation Senior and Subordinated Debt Securities of Capital One Proposed maximum aggregate offering price/ Proposed maximum offering price per unit/ Transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended ☐ (Do not check if a smaller reporting company) See the definitions of large accelerated filer, accelerated filer, smaller reportingĬompany, and emerging growth company in Rule 12b-2 of the Exchange Act. Non-accelerated filer, a smaller reporting company, or an emerging growth company. Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a If this Form is a post-effective amendment to a registration statement filed pursuant to General Instruction I.D.įiled to register additional securities or additional classes of securities pursuant to Rule 413(b) under the Securities Act, check the following box. or a post-effective amendment thereto that shall become effective upon filing with the Commission pursuant to Rule 462(e) under the Securities Act, check the following This Form is a registration statement pursuant to General Instruction I.D. Securities Act registration statement number of the earlier effective registration statement for the same offering. If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, please check theįollowing box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. If any of the securities being registered on this Form are to be offered on a delayed or continuousīasis pursuant to Rule 415 under the Securities Act of 1933, as amended (the Securities Act), other than securities offered only in connection with dividend or interest reinvestment plans, check the following box. If the only securities being registered on this Form are being offered pursuant to dividend or interest reinvestment plans, please check (Name, address, including zip code, and telephone number, including area code, of agent for service)Īpproximate date of commencement of proposed sale to public: From time to time after the effective date of this registration statement. (Address, including zip code, and telephone number, including area code, of registrants principal executive offices) Incorporation or organization of registrant) (Exact name of registrant as specified in its charter) As filed with the Securities and Exchange Commission on March 12, 2018
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